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Cftc notices

http://www.cffex.com.cn/en_new/Notices/20240414/32102.html WebApr 14, 2024 · CFFEX Notice〔2024〕 No.18. All member entities, Pursuant to the Trading Rules of China Financial Futures Exchange and relevant detailed implementation rules, the last trading day of a CSI 300 Index futures, SSE 50 Index futures, CSI 500 Index futures, CSI 300 Index options, CSI 1000 Index futures, CSI 1000 Index options, and SSE 50 …

THINGS TO KNOW Whistleblower.gov

WebAug 16, 2013 · IntroductionOn August 12, 2013, the U.S. Commodity Futures Trading Commission adopted final regulations with respect to commodity pool operators (“CPOs”) of registered investment companies (“RICs”).1 The CFTC’s action will permit CPOs to RICs to satisfy the disclosure, reporting, and recordkeeping requirements that would otherwise … WebApr 26, 2024 · The Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. Under the Paperwork Reduction Act (``PRA''), Federal agencies are required to publish notice in the... bout\u0027chou https://pixelmotionuk.com

News & Notices NFA I-23-03

WebThe information must have led to a successful resolution of CFTC action or a Related Action; The whistleblower, upon CFTC staff’s request, must provide certain additional information; The whistleblower must have submitted an award application (Form WB-APP) in response to a Notice of Covered Action or a final judgment in a Related Action or both WebOct 5, 2024 · On September 22, 2024, the Commodity Futures Trading Commission (CFTC or Commission) (1) issued an order settling charges against protocol creator bZeroX, LLC and its founders, and (2) filed a federal civil enforcement action against the Ooki DAO, the unincorporated decentralized autonomous organization (DAO) that was the … http://www.cffex.com.cn/en_new/Notices/20240414/32102.html bouttime tv

CFTC, NFA Third Party Service Provider Obligations

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Cftc notices

Current Market Regulation Advisory Notices (MRANs) - CME Group

Web7 hours ago · The Commodity Futures Trading Commission (CFTC or Commission) is announcing an opportunity for public comment on the proposed renewal of a collection of … WebOct 6, 1992 · In order to comply with NFA Compliance Rules 2-9, 2-36 and 2-23, as applicable, each FCM, IB, CPO and CTA Member and FDM must diligently supervise the commodity interest activities at its branch offices and/or guaranteed IBs. NFA recognizes that given the differences in the size and complexity of Member firm operations, …

Cftc notices

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WebFeb 18, 2024 · Any Member that engages a Third-Party Service Provider to perform a function to meet a regulatory obligation pursuant to an NFA and/or CFTC Requirement … WebWashington, D.C. — The Commodity Futures Trading Commission today filed a civil enforcement action in the U.S. District Court for the Eastern District of New York against …

WebFeb 18, 2024 · On December 1, 2024, the NFA issued a notice reminding its members of the annual affirmation requirement for persons or entities claiming an exemption or exclusion from registration as a CPO or CTA under applicable CFTC regulations. 1 This client alert summarizes the key points from the NFA’s notice. Authors: Joseph M. Motto Zachary J. … WebUnder the terms of the relief, market participants do not need to file a notice required by Commission Regulation 150.4(c) unless the participant receives a request from …

WebFeb 18, 2024 · A Member may meet its obligations under this Notice through the holding company's procurement or vendor management department as long as it addresses the areas described in the Notice with respect to the Member. 4 CFTC Regulation 1.11(e)(3)(i)(A)-(B) requires FCMs to conduct onboarding and ongoing due diligence on … WebApr 14, 2024 · For CSI 1000 index options, contract months with single counted (long or short) aggregate positions of 20,000 lots or more and the current month shall be …

WebThe Commodity Futures Trading Commission's (CFTC) Whistleblower Program, created by the Dodd-Frank Act, provides monetary incentives to individuals who come forward to report possible violations of the Commodity Exchange Act. ... a whistleblower must also submit an award application when the Whistleblower Office releases a Notice of Covered ...

WebAug 14, 2024 · See Securities Exchange Act Release No. 89703 (August 28, 2024), 85 FR 55054 (September 3, 2024) (Notice of Filing and Immediate Effectiveness of File No. SR-FINRA-2024-025). The National Futures Association (NFA) has made conforming changes to the Statement. See letter dated May 29, 2024, from Carol A. Wooding, NFA’s Senior … bouttsWeb( i) A swap dealer or major swap participant that files a notice of adjustment of its reported capital category with the Federal Reserve Board, the Office of the Comptroller of the … guinea pig with down syndromeWebJan 31, 2024 · — The Commodity Futures Trading Commission’s Division of Data (DOD) today issued a no-action letter regarding the compliance dates for the November 25, … guinea pig with hamster